7th Pay Commission – Regulation of pay on imposition of a penalty under CCS (CCA) Rules, 1965 – Illustration and Examples

7th Pay Commission – Regulation of pay on imposition of a penalty under CCS (CCA) Rules, 1965 – Illustration and Examples



No: 11012/15/2016-EsttA-III
Government of India
Ministry of Personnel, Public Grievances and Pensions
Department of Personnel & Training
Establishment A-III Desk

North Block, New Delhi — 110001
Dated June 18, 2019

OFFICE MEMORANDUM

Subject: Regulation of pay on imposition of a penalty under CCS (CCA) Rules, 1965.

The Undersigned is directed to say that the following penalties prescribed in the Rule 11 of CCS (CCA) Rules, 1965, have a bearing on the pay of the officer:

11. Penalties

Minor Penalties —

(iii)(a) reduction to a lower stage in the time-scale of pay by one stage for a period not exceeding three years, without cumulative effect and not adversely affecting his pension.

(iv) withholding of increments of pay;
Major Penalties —

(v) save as provided for in clause (iii) (a), reduction to a lower stage in the time-scale of pay for a specified period, with further directions as to whether or not the Government servant will earn increments of pay during the period of such reduction and whether on the expiry of such period, the reduction will or will not have the effect of postponing the future increments of his pay

(vi) reduction to lower time-scale of pay, grade, post or Service for a period to be specified in the order of penalty, which shall be a bar to the promotion of the Government servant during such specified period to the time—scale of pay, grade, post or Service from which he was reduced, with direction as to whether or not, on promotion on the expiry of the said specified period —
a.    the period of reduction to time—scale of pay, grade, post or service shall operate to postpone future increments of his pay, and if so, to what extent; and
b.    the Government servant shall regain his original seniority in the higher time scale of pay , grade, post or service;
2. Vide Central Civil Services (Revised Pay) Rules, 2016 notified vide notification No. GSR 721(E) dated 25.07.2016, the present system of Pay Bands and Grade Pays have been dispensed with end a new system of pay matrix as specified under Part A of Schedule of Central Civil Service (Revised Pay) Rules, 2016 have been introduced. The status of the employee so far determined by Grade Pay, will now be determined by Level in the Pay Matrix. Further, as per Rule 10 (1) of the CCS (Revised Pay) Rules, 2016, there are two dates for grant of increment namely, 1st January and 1st July of every year, instead of the existing date of 1st July.

3. As per clause 3 of the Central Civil Services (Revised Pay) Rules, 2016 ‘Level’ is defined as under:
‘Level’ in the Pay Matrix shall mean the Level corresponding to the existing Pay Band and Grade pay or Scale specified in Part A of the Schedule.”
4. in the light of Implementation of the Revised (Pay) Rules, 2016, the regulation of pay on imposition of these penalties, is discussed in the subsequent paras:

A. Reduction to a lower stage of pay by one stage {Rule 11( iii a)}

On imposition of a penalty under this Rule, the pay would be fixed at the next upper vertical cell in the same level in the pay matrix. In other words, in case of reduction by one stage, the revised pay would be the pay drawn in the same level at the stage before the last increment.
Note: The above mentioned penalty cannot be imposed on a Government Servant drawing pay at the minimum of the Level.

B. Withholding of increment {Rule 11(iv)}

As already noted in para 2 above, increment is granted either on 1st January or 1St July of every year, as per the eligibility. Therefore, on imposition of penalty of withholding of increment, the next increment(s) due after the date of imposition of the penalty would be withheld. In case where penalty of withholding of multiple increments is imposed, increments due on 1st January or 1St July, as the case may be, in the subsequent years would similarly be withheld. The increment would be restored at the end of the period for which the penalty is imposed. The increments will be given on notional basis without arrears and without affecting date of next increment on restoration of increment.

This also applies to cases where the penalty is imposed for part of a year. For instance, if the penalty of withholding of one increment for six months is imposed on a Government servant in October 2017, then withholding of increment will be on following manner:

When the date of increment is 1st January
When the date of increment is on 1st July
The increment falling due on 01.01.2018 will be withheld for a period of next six months, that is, till 30.06.2018. The increment would be released on 01.07.2018 without arrear.
The increment falling due on 01.07.2018 will be withheld for a period of next six months, that is, till 31.12.2018. The increment would be released on 01.01.2018 without arrears.
C. Reduction to a lower stage in the time-scale of pay for a specified period [Rule 11(v)]
The process of imposition of penalty of reduction by one stage under Rule 11(iii a) explained above shall be repeated for every additional stage of reduction to the lower vertical cell in the same level of pay in the Pay Matrix.

Note 1: It is not permissible to impose a penalty under this rule if the pay after imposition of the penalty would fall below the first cell of the same Level.

Note 2: Disciplinary Authority may weigh all factors before deciding upon the quantum of penalty i.e. the number of stage by which the pay is to be reduced.

D. Reduction to lower time-scale of pay under Rule 11(vi)

In the case of imposition of penalty of reduction to lower time-scale of pay, the pay of the Government servant would be reduced to the stage of pay he/she would have drawn had he/she continued in the lower post for the period of penalty. The mode of fixation of pay in this case is similar to reversing the mode of fixation of pay on promotion.

However, Disciplinary Authority has the power, in terms of FR 28, to indicate the pay which the Government servant on whom a penalty of reduction in rank has been imposed. would draw.

It may also be noted that a Government servant cannot be reduced in rank to a post not held earlier by him in the cadre.

For example:

(i) A direct recruit Assistant Section Officer cannot be reduced to the lower rank like SSA/JSA.

(ii) A Government servant holding any post like LDC/ Tax Assistant etc. who qualifies as Assistant Section Officer as a Direct Recruit and is later promoted as Section Officer cannot be reduced to the rank, which was earlier held by him before ASO (DR) but only to that of an Assistant Section Officer.

5. Some illustrations on pay fixation on the above cases are annexed.

6. In so far as the personnel serving in Indian Audit and Accounts Department are concerned, these instructions are being issued after consultation with the Comptroller and Auditor General of India.

7. Hindi version will follow.

(Satish Kumar)
Under Secretary to the Govt. of India



Click here to veiw/download the signed PDF
[http://bit.ly/2IWafSD] 

from Blogger http://www.systempost.in/2019/06/7th-pay-commission-regulation-of-pay-on.html

Reduction with cumulative effect to a lower stage by two stages – Regulation of Pay in 7th CPC Pay Matrix: Illustrations

Reduction with cumulative effect to a lower stage by two stages  – Regulation of Pay in 7th CPC Pay Matrix: Illustrations


[Annexure to DoPT OM No.11012/15/2016-Estt A-III dated 18-06-2019 Subject: Regulation of pay on imposition of a penalty under CCS (CCA) Rules, 1965]
Reduction with cumulative effect to a lower stage by two stages  – Regulation of Pay : Case History No. 7
Case History No. 7

(vii) Case 7: Reduction to a lower stage with cumulative effect [penalty under Rule 11(v)]

The penalty of reduction to a lower stage by two stages in the time-scale of pay for a period of one year is imposed on a Government servant w.e.f. 13.08.2017. It is further directed that the Government servant would not earn increment during the period and the reduction will have the effect of postponing future increments of pay. The Government servant is drawing Rs. 50500 in Level 7 of Pay Matrix. Pay would be fixed on following manner:
When the date of Increment is 1st January
When the date of increment is 1st July
Pay when Penalty imposed
Rs. 50500 [5th Cell of Level 7]
 Rs. 50500 [5th Cell of Level 7]
Reduced Pay w.e.f. 13.08.2017
 Rs. 47600 [3rd Cell of Level 7]
 Rs. 47600 [3rd Cell of Level 7]
Pay during the currency period
Pay w.e.f. 13.08.2017 to 12.08.2018 will be Rs. 47600 [3rd Cell of Level 7]
 Pay w.e.f. 13.08.2017 to 12.08.2018 will be Rs. 47600 [3rd Cell of Level 7]
Increment(notional)
No increment during the period of penalty
No increment during the period of penalty
Pay on completion of penalty as on 13.08.2018
Since future increment is to Pay on be postponed to adversely completion of affect his pension. no penalty as on increment will be given on the 13.08.2018 pre- penalty pay and on restoration pay will remain same as Rs. 50500 (5th Cell Cell of Level 7]
Since future increment is to be  postponed to adversely affect his pension, no increment will be given on the pre- penalty pay and on restoration pay will remain same as Rs.50500 (5th Cell of Level 7]
Next increment
Next increment will be due w.e.f. 01.01.2019 raising his pay to Rs. 52000 (6th Cell of Level 7]
Next increment will be due  w.e.f. 01.07.2019 raising his 
pay to Rs. 52000 (5th Cell of Level 7)

from Blogger http://www.systempost.in/2019/06/reduction-with-cumulative-effect-to.html

Penalty of reduction to lower time-scale of pay/ grade – Regulation of pay in 7th CPC Pay Matrix: Illustrations

Penalty of reduction to lower time-scale of pay/ grade – Regulation of pay  in 7th CPC Pay Matrix: Illustrations


[Annexure to DoPT OM No.11012/15/2016-Estt A-III dated 18-06-2019 Subject: Regulation of pay on imposition of a penalty under CCS (CCA) Rules, 1965]
Penalty of reduction to lower time-scale of pay/ grade – Regulation of pay : Case History No. 8

Case History No. 8

(viii) Case 8: Reduction to lower time-scale of pay/ grade

The penalty of reduction to the lower grade carrying Level 8 for a period of two years is imposed on Government servant who is at Level 9 w.e.f. 04.11.2018. with further directions that the reduction shall not postpone his future increments and on the expiry of the period he shall regain his original seniority in the higher grade.
On 4.11.2018, the Government servant is drawing Rs. 58000 in Level 9 of Pay Matrix. The Government servant had been promoted from the post in Level 8 to the post in Level 9 of the Pay Matrix on 13.08.2016 and on promotion his pay was fixed at Rs. 54700/-. At the time of promotion his pay was Rs.52000 in Level 8 of the Pay Matrix.

In this case the pay in Level 8 would need to be fixed w.e.f. 4.11.2018 to 3.11.2020 as if he had continued in Level 8. Pay would be regulated as under:
Date
Level 9
Level 8
13.08.2016
54700 [2nd Cell in Level 9]
52000 [4th Cell in Level 8]@
1.07.2017
56300 [3rd Cell in Level 9]
53600 [5th Cell in Level 8]@
1.07.2018
58000 [4th Cell in Level 9]
55200 [6th Cell in Level 8]@
3.11.2018
58000 [4th Cell in Level 9]
4.11.2018
[date of penalty order]
55200 [6th Cell in Level 8] [after imposition of penalty]
Pay during the currency period from 4.11.2018 to 3.11.2020
i.            Reduced pay w.e.f. 4.11.2018 to 30.06.2019 will be 55200 [6th Cell in Level 8]
ii.            Pay w.e.f. 1.07.2019 to 30.06.2010 will be Rs. 56900/- [7th Cell in Level 8]
iii.            Pay w.e.f. 1.07.2020 to 3.11.2020 will be Rs. 58600 [8th Cell in Level 8]
Notional pay during the currency period
On 1st July, 2019 Rs.59700 [5th Cell in Level 9]
On 1st July, 2020 Rs. 61500 [6th Cell in Level 9]
4.11.2020 [After completion of penalty]
61500 [6th Cell in Level 9]
Next Increment 1.7.2021
63300 [7th Cell in Level 9]

NOTE:

1. @Notional pay in Level 8 from 13.08.2016 to 3.11.2018.

2. Under FR-28. the authority which orders the reduction of a Government servant as a penalty from a higher grade or post to a lower grade or post may allow him to draw pay at any stage, not exceeding the maximum of the lower grade or post, which it may think proper. Provided the pay allowed to be drawn by a government servant shall not exceed the pay which he would have drawn by the operation of FR 22 read with clause (b) or (c), as the case may be of FR 26. This illustration is where no such orders have been passed. Where the disciplinary authority has specified the pay to be drawn in the lower post pay will be drawn as per those directions.

from Blogger http://www.systempost.in/2019/06/penalty-of-reduction-to-lower-time.html

Rank and Pay Level in Central Govrnment according to 7th CPC

Equivalence according to 7th CPC:
The equivalent ranks between Tri-Services, Civil Services and IPS according to their pay scale are as follows:
Level 10
Lieutenant
Assistant SP
assistant collector
Level 10A
Captain
Addl.SP
sub Collector
Level 11
Major
 SP
Collector
Collector
Level 12/12A
Lt. Colonel
SP
Level 13
Colonel
SP
Collector(selection grade)
Level 13A
Brigadier
DIG
Level 14
Major General
IG
Secy(state govt.)
Level 15
Lt. Gen(HAG)
ADGP
Principal Secy(state govt.)
Level 16
Lt Gen(Corps Commander)
 DG (HAG+)
Addl. Chief Secretary/Spl. Chief Secretary
Level 17
Lt Gen(Army Commander)
DGP (HoPF)
 Chief Secretary
Level 18
General
Cabinet Secretary
Far from Reality:
These equivalence are far from reality. Because if the pay scale were to be considered, defence officers get extra Military Service Pay that makes them superior to their IPS and Civil counterparts, which is clearly not the case.
Also, the time frame for promotion of IAS officers were not reduced. This basically means that an IAS officer, after 14 years of service, would be granted the pay-scale of a Maj Gen, having 33 years of service. While this does not mean that an IAS officer with 14 years of service becomes equivalent in status to a Maj Gen, since only those IAS officers in the super time scale who are empanelled and holding posts of Joint Secy to Govt of India can be equated with a Maj Gen, still the monetary package granted to IAS officers with 14 years of service would be the same as Major Generals.
Also, since the Cabinet Secretary is the highest civil servant of India, his status is higher than the General of Indian Army.
Who will salute / greet to whom ??
The Correct Equivalence – The Order of Precedence:
The correct equivalence however, only virtually exists. The status of various officer holders are given below in the decreasing order of precedence. And this defines their status equivalence in All India Services. This means that person below the status of preceding person must salute/greet the person with higher status:
Rank
Officer
1
President
2
Vice-President
3
Prime Minister
4
Governors of States
5
Former Presidents
5A
Deputy Prime Minister
6
·         Chief Justice
·         Speaker of the Lok Sabha
7
·         Cabinet Ministers of the Union
·         Chief Ministers of States
·         Deputy Chairman of the NITI Aayog
·         Former Prime Ministers
·         Leaders of the Opposition in the Rajya Sabha and the Lok Sabha
7A
·         Holders of the Bharat Ratna
8
·         Ambassadors Extraordinary and Plenipotentiary and the High Commissioners of Commonwealth countries accredited to India
·         Chief Ministers of States (when outside their respective States)
·         Governors of States (when outside their respective States)
9
·         Judges of the Supreme Court of India
9A
·         Chairman, Union Public Service Commission
·         Chief Election Commissioner
·         Comptroller and Auditor General
10
·         Deputy Chairman of the Rajya Sabha
·         Deputy Chief Ministers of States
·         Deputy Speaker of the Lok Sabha
·         Members of the NITI Aayog
·         Ministers of States of the Union
11
·         Lieutenants Governor of Union Territories (within their respective Union Territories)
·         Attorney General
·         Cabinet Secretary
12
·         Chiefs of Staff holding the rank of full General or equivalent rank
13
·         Envoys Extraordinary and Ministers Plenipotentiary accredited to India
14
·         Chief Justices of States
·         Chairmen and Speakers of State Legislatures (within their respective States)
15
·         Chief Ministers of Union Territories (within their respective Union Territories)
·         Cabinet Ministers in States (within their respective States)
·         Chief Executive Councillor of Delhi (within their respective Union Territories)
·         Deputy Ministers of the Union
16
·         Officiating Chiefs of Staff holding the rank of Lieutenant-General or equivalent rank
17
·         Judges of High Courts,
·         Chairman, Central Administrative Tribunal
·         Chairman, Minorities Commission
·         Chairman, Scheduled Castes and Scheduled Tribes Commission
18
·         Cabinet Ministers in States (outside their respective States)
·         Chairmen and Speakers of State Legislatures (outside their respective States)
·         Chairman, Monopolies and Restrictive Trade Practices Commission
·         Deputy Chairmen and Deputy Speakers of State Legislatures (within their respective States)
·         Ministers of State in States (within their respective States)
·         Ministers of Union Territories and Executive Councillors of Delhi (within their respective Union Territories)
·         Speakers of Legislative Assemblies in Union Territories
·         Chairman of Delhi Metropolitan Council (within their respective Union Territories)
19
·         Chief Commissioners of Union Territories not having Councils of Ministers (within their respective Union Territories)
·         Deputy Ministers in States (within their respective States)
·         Deputy Speakers of Legislative Assemblies in Union Territories
·         Deputy Chairman of Delhi Metropolitan Council (with in their respective Union Territories)
20
·         Deputy Chairmen and Deputy Speakers of State Legislatures (outside their respective States)
·         Ministers of State in States (outside their respective State)
21
·         Members of Parliament
22
·         Deputy Ministers in States (outside their respective States)
23
·         Secretaries to Government of India
·         Army Commanders/Vice Chief of the Army Staff or equivalent in other Services
·         Chief Secretaries to State Governments (within their respective States)
·         Commissioner for Linguistic Minorities
·         Commissioner for Scheduled Castes and Scheduled Tribes
·         Members, Minorities Commission
·         Members, Scheduled Castes and Scheduled Tribes Commission
·         Officers of the rank of full General or equivalent rank
·         Secretary, Minorities Commission
·         Secretary, Scheduled Castes and Scheduled Tribes Commission
·         Secretary to the President
·         Secretary to the Prime Minister
·         Secretary, Rajya Sabha/Lok Sabha
·         Solicitor General
·         Vice-Chairman, Central Administrative Tribunal
24
·         Lieutenant Generals
·         Air Marshals
·         Vice Admirals
25
·         Additional Secretaries to Government of India
·         Advocate Generals of States
·         Additional Solicitor Generals
·         Chairman, Tariff Commission
·         Charge Affairs and Acting High Commissioners a pied and ad. interim.
·         Chief Ministers of Union Territories (outside their respective Union Territories)
·         Chief Executive Councillor of Delhi (outside their respective Union Territories)
·         Chief Secretaries of State Governments (outside their respective States)
·         Deputy Comptroller and Auditor General
·         Deputy Speakers of Legislative Assemblies in Union Territories
·         Chairman of Delhi Metropolitan Council (outside their respective Union Territories)
·         Deputy Chairman of Delhi Metropolitan Council (outside their respective Union Territories)
·         Director of the Intelligence Bureau
·         Director, Central Bureau of Investigation
·         Director-General, Border Security Force
·         Director-General, Central Reserve Police Force
·         Lieutenants Governor of Union Territories (outside their respective Union Territories)
·         Members, Central Administrative Tribunal
·         Members, Monopolies and Restrictive Trade Practices Commission
·         Members, Union Public Service Commission
·         Ministers of Union Territories and Executives Councillors of Delhi
·         Principal Staff Officers of the Armed Forces of the rank of Major General or equivalent rank
·         Speakers of Legislative Assemblies in Union Territories
26
·         Joint Secretaries to Government of India
·         Major Generals
·         Rear Admirals
·         Air Vice Marshals
Conclusion:
It is very hard to define exact rank equivalence of defence officers with their other counterparts as there are many criterion to be considered. However, the one that should be followed is the order of precedence that defines the status of the personnel in the order.

from Blogger http://www.systempost.in/2019/02/rank-and-pay-level-in-central-govrnment.html